SIX Swiss Exchange Trader Examination
Objective and purpose
The SIX Swiss Exchange holds trader examinations for prospective traders and interested parties. Admission as
an SIX Swiss Exchange trader is dependent upon proof of specific professional knowledge. Thus, the SIX Swiss Exchange Trader Examination
ensures that the candidate has the necessary professional knowledge for securities trading on the SIX Swiss Exchange.
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Module 1 – Issue of securities
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Issue of securities
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Debt securities
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Equity securities
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Investment funds
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Derivative financial instruments
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Module 2 – Rules and Regulations
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Basics of securities legislation
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The SIX Swiss Exchange and its participants
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Disclosure of shareholdings and public takeover offers
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Listing
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Supervisory authorities, penal provisions and disciplinary law
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Module 3 – Trading and Settlement
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Module 4 – Trading Platform
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Functional features of the Trading Platform
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Matching rules
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Examination information
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Duration
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3 hours
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Tuition
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CHF 500
per participant (payments can only be made by credit card)
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Preparation Material
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Provided Material during the examination
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Federal Act on Stock Exchanges and Securities Trading (Stock Exchange Act, SESTA)
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Ordinance on Stock Exchanges and Securities Trading (Stock Exchange Ordinance, SESTO)
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Stock Exchange Ordinance-FBC (SESTA-EBK)
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Ordinance of the Takeover Board on Public Takeover Offers
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Summary of mathematical formulas
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Calculator
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Paper & Pen
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Location
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The Examinations are held at the training centres of the SIX Swiss Exchange in
Zürich and
London.
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Remote Examinations
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The SIX Swiss Exchange Trader Exam can also be held on the premises of our Participants in all other European countries.
Please contact us
if you would like further information.
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Exam dates and booking
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Zurich
London
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