SIX Swiss Exchange Trader Exam - Preparation Material

Products and Markets	Download
1.1 New Issues of Securities
1.2 Debt Securities
1.3 Equity Securities
1.4 Investment Funds
1.5 Derivative Financial Instruments

Rules and Regulations	Download
2.1 Fundamentals of the Securities Laws
2.2 Admission for Securities Trading
2.3 Disclosure of Material Shareholdings
2.4 Supervisory Authorities and Penalties
2.5 Organisation of the SIX Group

Trading and Settlement	Download
3.1 Trading
3.2 Settlement

SWX Trading Platform	Download
4.1 Order Book Trading Guide (Matching Rules)
4.2 SWX Guides	-

References	Download
SIX Swiss Exchange General Conditions
Directives	-
Rules of Organisation
Rules of Procedure of the SIX Swiss Exchange (RP)
Regulation for the Appeals Board
Federal Act on Stock Exchanges and Securities Trading (Stock Exchange Act, SESTA) *
Ordinance on Stock Exchanges and Securities Trading (Stock Exchange Ordinance, SESTO) *
Stock Exchange Ordinance-FBC (SESTA-EBK) *
Listing Rules
Code of Conduct for Securities Dealers

* These documents are provided at the SIX Swiss Exchange Trader Exam

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